資產管理是以交易策略組合的獲利性為核心，這個組合可以是單一策略，也可以是複數組合型的策略，至於交易那一種股票、商品、債券並不重要。

以下是一家CTA公司的交易策略應用原則，值得參考：

1. Niche strategy: focus on bond-like segment of the convertible market. Exploit market inefficiencies in an overlooked segment of the market

2. Credit approach to convertibles: fundamental credit analysis and rigorous bond picking is the hallmark of our investment process, which ensures capital

preservation

3. Value & contrarian approach: invest in companies and sectors that are temporarily out-of-favor due to short-term or extraordinary circumstances but have attractive valuations and provide growth opportunities

4. Buy Low/Sell high discipline: buy attractive convertibles trading within 20% of bond floor and begin to reduce when the bond trades over 30% of bond floor

ensuring profit taking

5. Opportunistic/ Event driven focus: identify catalyst driven event trades, which provide added upside potential